Welcome to Smarten Up Institute!
Financial and securities education at SUI...
SUI is Canada’s leading center for financial education and regulatory training.
We deliver real-world instruction in compliance, project management, and finance — helping professionals and firms navigate today’s complex financial landscape with confidence.
Smarten Up Institute — Where expertise meets execution.
WE SUPPORT OUR ROYAL CANADIAN ARMED FORCES.
We train and transition Canadian veterans into careers in the
financial industry — connecting them with real opportunities
through our trusted industry partners. Join us in making a difference.
If your aim is to be your organization’s smartest resource, start by registering at Smarten Up Institute... be smart...lead smarter... ENROLL TODAY!
The Center of Excellence
for a strong financial network.
www.smartenupinstitute.com
*Trading/Operations/Compliance & Risk
• Compliance for the Securities Industry
• Mutual Fund Regulation and Governance
• Overview. of Global Securities Services
• Global Securities: Trading and Settlements
• Data Structures and Technology Fundamentals
• The Science of ETFs
• Correspondent/Carrier
• IA Assistant's Program
• Trusts, Trust Managers, Trustees
• Custom in-house programs
*just a few of the over 155 education modules
• Mutual Fund Regulation and Governance
• Overview. of Global Securities Services
• Global Securities: Trading and Settlements
• Data Structures and Technology Fundamentals
• The Science of ETFs
• Correspondent/Carrier
• IA Assistant's Program
• Trusts, Trust Managers, Trustees
• Custom in-house programs
*just a few of the over 155 education modules
Exam preparatory classes with the FAST TRACK program
SUI’s Exam Proficiency Fast Track Program offers intensive, expert-led preparation to help candidates confidently pass key Canadian licensing exams—including EMP, CIRE, CCO, PDO, NEC, and CPH—by focusing on regulatory obligations, exam structure, and compliance requirements in the private capital markets.
AML training and FINTRAC regulations
SUI’s AML training equips financial professionals with advanced skills to detect, prevent, and manage money laundering risks in compliance with global regulatory standards.
State of the art facilities and flexible programs
We provide bespoke in house training, customized classrooms, access to industry experts, and networking with a larger audience of educational talent.
Regulatory and Compliance IS our speciality
SUI delivers industry-leading compliance and regulatory training, preparing professionals to navigate complex legal frameworks and meet evolving global standards with confidence.
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