"If you are in Operations, or in any department really, of a Brokerage House/Financial Institution, you need to take this course! If you employ Operations staff, you need to protect your bottom line by having your staff trained to the expert level available in this course. The Smarten Up Institute Securities Operations Course provided a great overview of Securities Operations from accounting to trading venues. I highly recommend it for anyone who needs to understand securities operations and the exposures possible when personnel are merely pressing “F10”. All employees need to understand the implications of their actions from foreign exchange to corporate action processing."

A 30 year Operations veteran.