The Fast Track Program provides the student/registrant a valuable way to ensure passing proficiency courses for licensing. The Fast Track program inlcudes the Partners, Directors and Officer's  (PDO) exam, the Chief Compliance Officer's (CCO) exam, the New Entrants (NEC) exam, the Conduct and Practices Hanbook (ETHICS/CPH) exam, and the Exempt Market Proficiency (EMP) exam. 

SUI provides the Fast Track to licensing courses for individuals (not corporate customers) in a comprehensive virtual (2 or more hours per day) instructional review of the material components of the licensing course for the qualifying exam. 

Please contact customersupport@smartenupinstitute.com for details and pricing. 

Email customersupport@smartenupinstitute.com for more information.
Instructors will be indentified to the student directly once registration and dates confirmed.

This course is beneficial for the following:

• persons wishing to sell non-prospectus instruments
• persons wishing to learn more about the Private Capital Markets
• persons wishing to be compliant with Canadian legislation when dealing with the Private Capital Markets and in understanding the regulations associated with non-prospectus instruments. 

All persons registering for the FAST TRACK program must be registered for the specific course exam with the correct regulatory authority to ensure registration.

Persons registered for this in-person/on-site course will understand more fully the following :

What are CCO's/EMP's/PDO's/NEC's and how are they registered?
What National Instrument governs their registration?
What is the jurisdiction and obligations applied?
What are the primary capacities in which CCO's/EMP's/PDO's/NEC's may act in the capital markets? 
Why is the CPH necessary?
What is the qualification criterial for purchasers and specific types of securities?
What are the forms for registration? 
What are the registration requirements for the individuals dealing with non-prospectus instruments? 
What are the categories of individual registrations? 
What are the compliance obligations of each category of registration? 

The securities market is growing year over year and a deep understanding of both their and their client's obligations is critical so they are both protected. 

The FAST TRACK program courses are designed so the student is comfortable with the exam. The student MUST be registered for the exam and will also have read the text prior to attending the class.