Rose R. Manager, Fin Ops, IIROC

"With my many years of experience I thought the course would not be suitable for my level and yet, I did learn some things. I enjoyed the delivery “friendly and fun” and the discussions that arose. Firms with self-clearing and correspondent clearing firms, with staff not as experienced as I am, would benefit from the course as it provides a ‘whole picture’."

An undisclosed number of years Trading and Compliance veteran.